February 4 & 5, 2014
Delta Regina
Regina, Saskatchewan
Cost:
- Full Rate: $1150 + 5% GST
- Early Bird Rate: $1050 + GST
* Payment must be received prior to November 30, 2013 to qualify for Early Bird pricing. Current CAMLI members receive $75 discount off the above pricing.
Sponsor:
Seminar Agenda
This workshop has been designed to respond to the on-going challenges facing reporting entities, particularly the AML compliance officers tasked with managing the identification and reporting of transactions suspicious of money laundering and/or terrorist financing. The content will examine both the legislative requirements and operational aspects that entail an effective Suspicious Activity Monitoring and Operational Response Program (SAMORP).
The faculty have structured the seminar to allow required responsibilities to be mixed with best practices and operational examples of effective monitoring and responding to suspicious activity. Group activities will take place at various points in the seminar to enable delegates to practice and work with case scenarios to sharpen their understanding and application of the content being discussed.
Delegates are encouraged to bring their own examples of suspicious activities to share with the group and, where appropriate, to have the group work to address questions the delegate has about their examples. The seminar will also look at the use of monitoring software to identify possible suspicious activity and discuss how compliance officers can maximize the effectiveness of such rules-based technology to identify possible money laundering activities.
The seminar is designed to benefit both the newly appointed and experienced AML compliance official. Copies of training materials will be provided to all participants, along with case scenarios used during the various small group activity sessions.
Day One: February 4, 2014
8:30 - 10:15 AM
- Welcome and Seminar Overview
- Legislative Review of Suspicious Transaction Requirements
- How a suspicious transaction impacts across the AML/CTF compliance regime
- The suspicious transaction process
10:15 - 10:30 AM
- Coffee/Nutrition Break
10:30 AM - 12:00 PM
- The Suspicious Transaction Process
- Recognizing Suspicious Transactions: Part One
12:00 - 1:00 PM
- Lunch
1:00 - 3:00 PM
- Recognizing Suspicious Transactions: Part Two
3:00 - 3:45 PM
- Coffee/Nutrition Break
3:45 - 5:00 PM
- Recognizing Suspicious Transactions: Part Three
Day Two: February 5, 2014
8:30 - 10:15 AM
- Brief Summary of What We Have Covered and What Lies Ahead
- Managing Suspicious Transactions that Are Not Reported to FINTRAC
- Filing a Suspicious Transaction Report: Part One
10:15 - 10:30 AM
- Coffee/Nutrition Break
10:30 AM - 12:00 PM
- Filing a Suspicious Transaction Report: Part Two
- Final Questions and Answers on Seminar Content
12:00 - 1:00 PM
- Lunch and End of Seminar